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New Vernon Securities, LLC - BCP Disclosure Statement
Contacting Us:
If after a significant business disruption you cannot contact us as you usually do at New Vernon Securities, LLC - 212-319-5400 - fheld@newvernonassociates.com you should call our alternative number 201-445-4050 or go to the web site at www.newvernonassociates.com where emergency information will be posted as soon as available. If you cannot access us through either of those means, you should contact our clearing firm, Goldman Sachs, at 212-357-2266 for instructions on how it may, to the extent practicable under the circumstances, provide prompt access to funds and securities, enter orders and process other trade-related, cash, and security transfer transactions for your customers in the event of a significant business disruption.
Client Data:
Our clearing firm, Goldman Sachs, backs up our important records in a geographically separate area. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, we have been advised by our clearing firm, that its objective is to restore its own operations and be able to complete existing transactions and accept new transactions and payments within the same business day. Your orders and requests for funds and securities could be delayed during this period.
All research reports are the product and property of New Vernon Associates, Inc. The information contained herein has been obtained from sources which we believe to be reliable, but we do not guarantee its accuracy, adequacy or completeness. New Vernon Associates, Inc. is not responsible for any errors or omissions or for the results obtained from our clients' use of such information. Should any client desire to open a brokerage account in order to obtain our research, an account may be opened with New Vernon Securities, LLC, member NASD, and a wholly owned subsidiary of New Vernon Associates, Inc. © 2004-08, all rights reserved by New Vernon Associates, Inc.